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Notes on class field theory

Section 5.3 The theorems of abstract class field theory

We now establish that the reciprocity map is an isomorphism (Theorem 5.3.9). We also obtain an analogue of the norm limitation theorem (Corollary 5.3.11) and some tools which will help with the existence theorem (Remark 5.3.14).

Subsection Proof of the reciprocity law

Our goal is to prove that the homomorphism rL/K from Definition 5.2.6 induces an isomorphism Gal(L/K)abAK/NormL/KAL. Any resemblance with the proof of the local reciprocity law is not at all coincidental!

Proof.

Let gGal(L/K) be the Frobenius and choose hGal(Lunr/K) lifting g. Then the fixed field of h is K itself, and from the definition of r, r(g)=r(h) is a uniformizer of K. By Proposition 5.1.14, r(g) generates H0(Gal(L/K),AL).
By the class field axiom, rL/K maps between two groups of the same order, and the previous paragraph implies that the map is surjective. It is thus an isomorphism.

Proof.

Put n=[L:K]. The extension Lunr/K is the compositum of two linearly disjoint extensions L/K and Kunr/K, so its Galois group is canonically a product Gal(L/K)×Gal(Kunr/K). Let g be a generator of the first factor (which we can also identify with Gal(Lunr/Kunr)) and let ϕ be a generator of the second factor with dK(ϕ)=1. Put τ=gϕ and let M be the fixed field of τ. Let N be the compositum of L and M and put N0=NKunr. We now have the field diagram Figure 5.3.3 in which each line denotes a Z/nZ-extension, the dashed lines represent unramified extensions, and each label indicates one or more generators of the Galois group g.
Figure 5.3.3.
Pick uniformizers πL and πM of L and M, respectively. Since dK(τ)=1, by Proposition 5.2.3 we have rL/K(g)=NormLunr/Kunr(πM).
Let j be the order of rL/K(g) in AK/NormL/KAL and put u:=πMj/πLjUN. Since both NormLunr/Kunr(πMj) and NormLunr/Kunr(πLj)=NormL/K(πLj) belong to NormL/KAL, we can choose vAL such that
NormLunr/Kunr(u)=NormL/K(v)=NormLunr/Kunr(v).
Since NormL/K(v)AKUN=UK, we must have vUL.
Applying the class field axiom to N/N0 yields
0=HT1(Gal(N/N0),AN)=ker(NormN/N0:ANAN0){ag1:aAN}.
Since NormN/N0(u/v)=NormLunr/Kunr(u/v)=1, we can write u/v in the form ag1=ag/a for some aAN. Then
(πLjv)g1=(πLjv)τ1=(πMjv/u)τ1=(v/u)τ1=(a/aτ)g1.
If we put x:=(πLjv)(aτ/a), then xg=x and so xAN0. Hence
j=vN(x)=nvN0(x)nZ^.
That is, the order of rL/K(g) in AK/NormL/KAL is divisible by n in Z^, and hence also in Z.
By the class field axiom, rL/K maps between two groups of the same order n, and the previous paragraph implies that the map has image of size at least n. It is thus an isomorphism.
Before continuing, we record a key commutative diagram which will be the scene of a lot of diagram-chasing.

Remark 5.3.4.

For L/K a Galois extension of finite subextensions of k/k and M/K a Galois subextension, the diagram
Figure 5.3.5.
commutes (thanks to Proposition 5.2.7) and the rows are exact.

Proof.

If L/K is cyclic of prime order, We induct on [L:K]. then either it is unramified or totally ramified, and we already know rL/K is an isomorphism in those cases (by Lemma 5.3.1 or Lemma 5.3.2, respectively). Otherwise, let M be a subextension of L/K. Then diagram chasing through Figure 5.3.5 gives that rL/K is surjective. If L/K is cyclic, then the class field axiom implies that rL/K is a map between two groups of the same order, and hence must be an isomorphism. Otherwise, we see from Figure 5.3.5 again that the kernel of rL/K lies in the kernel of Gal(L/K)Gal(N/K) for every cyclic subextension N of L/K. Since L/K is abelian and not cyclic, the intersection of these kernels is trivial. Thus rL/K is also injective, so is an isomorphism.

Proof.

Let M be the maximal abelian subextension of L/K. We have the following commutative diagram:
Figure 5.3.8.
in which the left vertical arrow and bottom horizontal arrows are isomorphisms (the latter by Lemma 5.3.6). Thus the composite Gal(L/K)abAK/NormM/KAM is an isomorphism, so rL/K must be injective.

Proof.

The map in question is injective by Lemma 5.3.7, so it only remains to check that rL/K itself is surjective. If L/K is solvable, we may deduce surjectivity from Lemma 5.3.6 by induction on [L:K] again by a diagram chase on Figure 5.3.5.
For general L/K, we instead check that rL/K becomes a surjection upon restriction to p-Sylow subgroups for each prime p. That is, for M the fixed field of a Sylow p-subgroup of Gal(L/K) and Sp the Sylow p-subgroup of AK/NormL/KAL, the composition
Gal(L/M)Gal(L/K)rL/KAK/NormL/KALSp
is surjective. (Compare the proof of Lemma 4.3.3.)
Here some caution is required because M/K need not be Galois, so we cannot draw the full diagram Figure 5.3.5. However, the left square in that diagram still makes sense and commutes. Meanwhile, we may apply the previous paragraph to see that the left vertical arrow rL/M is an isomorphism. Now note that the composition AKAMNormM/KAK is multiplication by [M:K], which is coprime to p; it follows that the bottom horizontal arrow induces a surjection of Sylow p-subgroups. (One can also apply Proposition 5.2.10 here.)

Remark 5.3.10.

Alternatively, one can derive Theorem 5.3.9 by an argument closer to what we did in local class field theory. In this approach, one first simulates the proofs of Proposition 4.2.16 and Proposition 4.2.17 to show that H2(Gal(L/K),AL) is cyclic of order [L:K]; the latter argument ends up being quite similar to the proof of Lemma 5.3.2, with the role of Theorem 90 (Lemma 1.2.3) being played by the HT1 aspect of the class field axiom. One must then check that the reciprocity map agrees with the map given by Tate’s theorem Theorem 4.3.4; we leave the details to the interested reader, but see Section 7.5 for a similar argument in the setting of global class field theory.
This directly implies a version of the norm limitation theorem.

Proof.

The only issue is the inclusion NormM/KAMNormL/KAL, which we are free to check after enlarging L (as long as we do not change M). We may thus assume that L/K is Galois.
By Proposition 5.2.7 and Theorem 5.3.9, we have a commutative diagram
Figure 5.3.12.
in which the horizontal arrows are isomorphisms. This implies the claim.
By similar logic, we also obtain a uniqueness result.

Proof.

The compositum L=L1L2 is also a finite abelian extension of K. By Proposition 5.2.7, Gal(L1/K)AK/NormL1/KAL1 and Gal(L2/K)NormL2/KAL2 must be the same quotient of Gal(L/K)AK/NormL/KAL, which forces L1=L2.

Remark 5.3.14.

In a similar vein, note that every subgroup of AK containing a subgroup of the form NormM/KAM for some finite extension M/K must itself occur as NormL/KAL for some finite (and even abelian) extension L/K. Consequently, proving an analogue of the existence theorem in this setting amounts to computing the intersection of the groups NormM/KAM.
Following [38], one can view the groups NormM/KAM as the open subgroups for a certain topology on AK, called the norm topology. One can then assert that Gal(Kab/K) is isomorphic to the profinite completion of AK, or equivalently its maximal Hausdorff quotient, for the family of quotients by open subgroups in the norm topology.