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Notes on class field theory

Section 6.3 Adèles and idèles in field extensions

Reference.

[38], VI.1 and VI.2.
Up to now, we have considered the ring of adèles associated to a single number field. We now turn to the effect of a field extension on this construction.

Subsection Adèles in field extensions

Definition 6.3.1.

If L/K is an extension of number fields, we get an embedding AKAL as follows: given αAK, each place w of L restricts to a place v of K, so it makes sense to declare that the w-component of the image of α shall equal αv. This embedding induces an inclusion IKIL of idèle groups. These embeddings are compatible with the topologies in both cases.
All automorphisms of L/K act naturally (and continuously) on AL and IL. More generally, if gGal(K/K), then g maps L to some other extension Lg of K, and g induces isomorphisms
ALALg,ILILg,CLCLg.
Explicitly, if (αw)wAL and gG, then g maps the completion Lw of L to a completion Lwg of Lg. (Remember that a place w of L corresponds to an absolute value ||w on L; the absolute value ||wg on Lg is given by |ag|wg=|a|w. Compare Definition 6.1.1 which was a special case of this.)

Remark 6.3.2.

A more conceptual interpretation of the previous discussion is to identify AL with the tensor product AKKL. In particular, this is a good way to see the Galois action on AL. See Exercise 1.

Remark 6.3.3.

When K is totally real, it is possible to show that every automorphism of AK is induced by an automorphism of K over Q, even if we ignore topology and consider automorphisms of the underlying ring which need not be continuous. See Exercise 4. This breaks down when K has complex places because C has many automorphisms as a field without topology: the automorphism group acts transitively on CQ.

Subsection Trace and norm

Definition 6.3.4.

For L/K an extension of number fields, we define the trace map TraceL/K:ALAK and the norm map NormL/K:ILIK by the formulas
TraceL/K(x)=gxg,NormL/K(x)=gxg
where g runs over coset representatives of Gal(K/L) in Gal(K/K). Here the sum and product take place in the adèle and idèle rings of the Galois closure of L over K; in particular, if L/K is Galois, g simply runs over Gal(L/K) and the arithmetic takes place in AL.
In terms of components, these definitions translate as
(TraceL/K(α))v=w|vTraceLw/Kv(αw)(NormL/K(α))v=w|vNormLw/Kv(αw).
The trace and norm as defined here are compatible with the usual definitions for principal adèles/idèles. In particular, the norm induces a map NormL/K:CLCK.

Remark 6.3.5.

You can also define the trace of an adèle αAL as the trace of addition by α as an endomorphism of the finite free AK-module AL, and the norm of an idèle αIL as the determinant of multiplication by α as an automorphism of the finite free AK-module AL. (Yes, the action is on the adèles in both cases. Remember from Remark 6.2.3 that idèles should be thought of as automorphisms of the adèles, not as elements of the adèle ring, in order to topologize them correctly.)

Subsection Idèle groups and class groups

Proof.

If v is a place of K, then for each place w of K above v, the decomposition group Gw of w is isomorphic to Gal(Lw/Kv). So if (α) is an adèle or idèle which is G-invariant, then αw is Gal(Lw/Kv)-invariant for each w, so belongs to Kv. Moreover, G acts transitively on the places w above v, so αw=αw for any two places w,w above v. Thus (α) is an adèle or idèle over K.
This has the following consequence for idèle class groups. Note that for L/K any extension of number fields, we can see that CKCL is injective from the fact that LIK=K within IL, which follows from the fact that LAK=K within AL (e.g., by Exercise 2).

Proof.

We start with an exact sequence
1LILCL1
of G-modules. Taking G-invariants, we get a long exact sequence
1(L)G=K(IL)G=IKCLGH1(G,L),
and the last term is 1 by Theorem 90 (Lemma 1.2.3). So we again have a short exact sequence, and CLGIK/K=CK.

Remark 6.3.8.

There is no analogue of Corollary 6.3.7 for ideal class groups: the map Cl(K)Cl(L)G is neither injective nor surjective in general (Exercise 5). This is our first hint of why the idèle class group will be a more convenient target for a reciprocity map than the ideal class group.
The group Cl(L)G is classically known as the group of ambiguous classes of L/K. This is related to the concept of a Pólya field from Remark 2.3.13; see [5].

Exercises Exercises

1.

Let L/K be a finite extension of number fields. Prove that the natural map AKKLAL is an isomorphism. In other words, if α1,,αn form a basis of L as a K-vector space, then they also form a basis of AL as an AK-module. (Bonus observation: if L/K is Galois with Galois group G, then AL is an induced G-module.)
Hint.
Show first that for any place v of K, any basis of L as a K-vector space also forms a basis of w|vLw as a Kv-vector space.

2.

Let K be a number field. Prove that the integral closure of Q in AK is equal to K.
Hint.
Suppose to the contrary that the integral closure contains some larger number field L. By Corollary 2.4.12, there are infinitely many primes of K which do not split in L; use one of these to obtain a contradiction.

3.

Prove the following converse to Exercise 2: if L/K is an extension of number fields such that K+AL,S=AL for some finite set of places S of L, prove that K=L.
Hint.
Use the fact that there are infinitely many primes of K that do not split completely in L (Corollary 2.4.12).

4.

Let K be a totally real Galois number field. Prove that the automorphism group of AK as a bare ring (ignoring its topology) equals Gal(K/Q).
Hint.
By Exercise 2, any automorphism of AK acts on K. We thus have homomorphisms Gal(K/Q)Aut(AK)Gal(K/Q) whose composition is the identity; it thus remains to check that Aut(AK)Gal(K/Q) is injective. For this, apply Exercise 5 as in Exercise 6.

5.

Let L/K be a Galois extension of number fields with Galois group G.
  1. Give an example for which Cl(K)Cl(L)G fails to be injective.
  2. Give an example for which Cl(K)Cl(L)G fails to be surjective.
Hint.
One way to produce failures of injectivity is via the principal ideal theorem (Theorem 2.3.1). One way to produce failures of surjectivity is to find quadratic fields with class group Z/4Z.